Privacy Notice

Please note the following items pertaining to SEC regulations:

 

Annual Offer:

Please be advised that a copy of our current investment advisor registration with the U.S. Securities & Exchange Commission (Part II of Form ADV) is available upon request.

 

Privacy Notice:

Steven Charles Capital collects nonpublic personal information about you from the following sources:

• Information we receive about you on your applications or other forms
• Information about your transactions with us and others

We do not disclose any nonpublic personal information about you to anyone, except as permitted by law. If you should ever decide to close your account, we will adhere to the privacy policies and practices described in this notice. We restrict access to your personal information to those employees who need to know that information to provide products or services to you. We maintain physical, electronic and procedural safeguards to guard your nonpublic personal information.

Steven Charles Capital maintains physical, electronic and procedural safeguards to guard your nonpublic personal information. We have employed the services of Shred-it USA, an onsite document destruction company which provides 100 percent verifiable proof that confidential materials have been securely destroyed before it leaves our parking lot. The Shred-it receptacles enable us to easily secure confidential materials, and a bonded representative is the only person assigned to handle our documents from start to finish, eliminating the risk of your information getting into the wrong hands.

If you have any questions, please feel free to contact us.